Can you protest without witnessing a Part 2 infraction, but witnessing not taking full penalty?
Greg Koman
Nationality: United States
Let's say Boat X witnesses Boat Y do a one turn penalty in the middle of a leg (minutes from a mark at either end of the leg), but Boat X didn't see the actual infraction. Can Boat X still protest Boat Y for clearly not fulfilling their obligations under rule 44?
Created: 18-Mar-25 17:45
She can report that she observed a single turn being taken and the location...
Boat X must have special people to divine what they were witnessing. It is amazing that they knew that Boat Y had an infraction? How can they possibly KNOW what Boat Y was doing. They may be correct, but I would have a hard time penalizing Boat Y on Boat X's assumption. That is not evidence.
On the other hand Rule 44.1 gives the competitor the possibility to take a One-Turn o Two- Turn penalties. The writing said "may take", and it is his/her option to do it or not.
The most that X can do is see if someone else is protesting Y and offer to tesify if Y's defence is reliance upon the turn as exoneration.
This points out the responsibility of the boat that (ostensibly) Y fouled (let's call her "Z" and assume that both boats are >6m in length). If Z hailed, "Protest" at the time of the incident and Y replied, "Oops, sorry. I'll circle." and then Z then did not display her flag promptly or took it down when she saw Y begin to circle, Z's protest will be ruled invalid. It the boats are <6m, then the protest could still be heard if Z finds out later that Y did not do both turns.
I did not say that I would not allow the protest to be heard. If they filed a protest on rule 44 and they had notified the Boat Y we would hear it. What I was saying is that boat X has NO evidence to support their assertion. What if Boat Y skippers favorite cap blew overboard and they retrieved it? Boat X would have to call a witness to give first hand witness of some facts to support their assertion. Boat X has only imagination.
Boat X protests Boat Y. Incident occurred on the first downwind leg.
Rule (s) alleged to have been broken: 44.1. Witness(es): None.
"Protest" hailed immediately and Boat Y flew a protest flag immediately, etc...
Description of Incident: I saw Boat Y sail in a circle one time, but not two times.
(Page 2)
...
Written protest or request identifies incident: No right-of-way incident is identified. The cited rule, Rule 44, only applies to boats that may have broken a rule of Part II.
Protest or request is invalid. Hearing is closed.
Facts Found: No right-of-way incident was observed. Boat X observed Boat Y sailing in a circle.
Conclusion: From the information presented, no rule was broken. Rule is permissive, not mandatory. No other rule of Part II cited and no other boat was identified and involved in the incident. Protest dismissed. Protest form does not identify an incident as required by rule (b) that the Protest Committee can investigate.
Boat X Appeals:
"Boat X appeals the decision of the protest committee. The hearing should be held to determine if Boat Y broke rule ."
Appeals Committee Decision: The decision of the Protest Committee is affirmed for the reasons given by the Committee.
I may change my opinion (and the mock results here) if the facts are different, such as Boat Z attempts to protest and therefore describes the incident and the boats are under 6 meters. In that case, it Boat Z's protest is valid, then the testimony of Boat X could be used to disqualify Boat Y for not complying with if they find that Boat Y was a fault.
Of course, Lloyd and Stephen may have other independent opinions.
Regards,
said
Clark, Lloyd and Stephen. You're on the appeals committee where a competitor brings you an appeal stating they were denied a hearing based on an assertion the protest was invalid. Where in the rules does it support that conclusion.
US Sailing Appeal 46—The failure of a boat to take a Two-Turns Penalty does not break a rule. A boat may not be disqualified for an incident not described in a valid protest.
RYA Appeal 1981/7 When a boat protests, believing that another boat has not taken a penalty as described in rule 44.2, she must establish first that the other boat broke a rule of Part 2 (or rule 31).
Paul Zupan
said
Let me add another twist to this. Say Boat Y comes into the protest hearing and explains that they did foul Boat Z and they intended to take a penalty for it but did only one turn.. Now the jury has evidence of a foul and an incomplete penalty. Has Boat X managed to get around the limitations of RRS 60.1?
Normally, for a protest committee to hear testimony from a boat about breaking a part 2 rule, the protest committee would first have had to decide that all the requirements for the protest have been met and continue the hearing (rule 63.5) In my opinion, such a conclusion, in the circumstances described would be wrong. As indicated above the protest does not meet the requirements of rule 60.1( a ) and is thus invalid.
Suppose that the admission was made by Boat Y immediately on entering the protest room. The fact remains that Boat X's protest is invalid and the hearing of that protest should be closed (rule 63.5).
Normally, a protest committee may not protest a boat as a result of information arising from an invalid protest (rule 60.3( a ))
However,
A protest committee may protest a boat as a result of information arising from a report from a ... representative of the boat herself (rule 60.3( (a )).
In the circumstanced described the protest committee might protest Boat Y, but this is technically a fresh protest, requiring Boat Y to be informed of the protest committee's intention and given further notice of the time and place of hearing.
Therefore it is impossible to "break" RRS 44.1. Appeal 46.
Ang
So, how about we add this little wrinkle: Everything stays the same as I originally mentioned, except Boat X has Boat Z (who the foul was committed against) as a witness to the foul and to not completing a 720. For whatever reason, Boat Z doesn't follow through properly with the protest, but Boat X protests because they saw Boat Y only do a 360 penalty turn and assumed they must have fouled (even though they didn't see the original incident). After the race, Boat X talks with Boat Z and finds out for sure that a foul occurred and Boat Y did not complete the proper penalty.
Can Boat X win this protest? Technically the only thing they can protest for is Rule 44, but as has been mentioned in these comments, it seems Rule 44 is permissive and cannot be breached. Even though it is clear a foul occurred because of a breach of Part 2 and the proper penalty was not completed, I don't know if Boat Y can be disqualified under this scenario...
Thoughts?
I would hear the protest as long as it met the validity "tests". However like I said above Boat X has NO evidence, only assumptions. Unless they had other witnesses, it would be a short hearing.
Once again I said that if the met validation we would precede with taking testimony. We would hear all evidence parties had to present. It was never given that X had other testimony. If I start assuming that there is other testimony, then I am doing the same a Boat X presenting assumptions as fact.
I could postulate on all possible variations, but that was not the question.
I'm now coming around to the view that there is a valid protest, although the conclusion and decision will be that no rule was broken, which is What US Sailing Appeal 46 and RYA Appeal 1981/7 actually say.
Boat X protests Boat Y (alleges that Y broke a rule), describing an incident observed by her of Y sailing around in a circle, and citing rule 44.
Assuming hail, flag, and timely submission, this is a valid protest alleging that the incident of sailing around in a circle broke a rule, and the protest committee should so decide and continue the hearing in accordance with rule 63.5.
Boat X has no testimony as to anything other than Boat Y sailing around in a circle.
As discussed above and supported by the appeals, no rule is broken by a boat sailing around in circles, and if there is no further evidence, the protest committee should so conclude and dismiss the protest.
Suppose, however, that Boat X brings a witness, Boat Z who gives evidence to the effect that, immediately before the circling began, Boat Y failed to keep clear of Boat Z.
This will be a different incident to the one protested by Boat X. The circles incident is by no means the 'inevitable result' of the right-of-way incident.
Boat X's protest is about sailing in circles and rule 44. It is not a protest identifying an incident (rule 61.2( b )) concerning right-of-way. It is not permissible to deal with allegations of breach of right of way in the hearing of Boat X's protest
Once again, In this case, the protest committee may NOT protest a Boat Y, this time because although information is arising from a report from a valid protest, it is arising from a report from a person with a conflict of interest (Boat Z, whether Boat Z was the boat fouled against or another boat in the race) other than the boat herself (rule 60.3( (a )), but , again this is a fresh protest, requiring Boat Y to be informed of the protest committee's intention and given further notice of the time and place of hearing.
I think the protest committee should exercise considerable caution here:
The answer is the same as to the question 'Can A sue B for X?': Yes, anybody can sue anybody else for anything, but they might not be successful.
The better question is 'Can X protest Y successfully'.
Man .. that sure makes me pause with a "hmmmm" ... (not to get too far afield) ..Seems to me the only acceptable reason (lets toss out "good") IMO is that the existence of a foul is in question and there is no contact.
Maybe you had that in your mind? - Ang
I guess my last question regarding this topic comes from Steve in the previous comment. Let's say boat Boat X hears Boat Z protest Boat Y, but never actually saw the incident. Boat Y starts their first circle and Boat Z sails off assuming both circles are about to be completed. Boat X witnesses Boat Y only complete one circle. Can Boat X protest Boat Y successfully under Rule 2?
I took interest in your comment introducing Boat Z as a possible witness to the hearing. Do you believe a report from such a witness could be seen as being from someone without a conflict of interest, thereby allowing the PC to protest Boat Y?
Thank you very much for pointing out that Boat Z is a person with a conflict of interest.
I agree that that rules out a protest by the protest committee. The protest committee is forbidden by rule 60.2( a ) from protesting a boat as a result of information arising from a report from a person with a conflict of interest other than the representative of the boat herself.
This differs from the scenario where it was Boat Y, the boat breaking the rule that admitted the facts in a hearing about rule 44.
I'm very glad that you brought this up. It makes it clear that the provision of rule 60.1( a ) can't be 'got around' by an unmeritorious protest about rule 44.
The rules do not oblige anybody to protest a boat. Ever. All the entitlements to protest in rule 60 are couched in terms of what a boat or a committee MAY do, not ‘shall’ or ‘must’ do.
Good reasons why a boat might protest another boat include:
Good reasons why a boat may refrain from protesting (either by not hailing ‘protest’ at the first reasonable opportunity, or, having done that, by not following through and delivering a a written protest) include:
I agree 100% and could not have put it better. Many contestants do not protest because they are not sure what they saw in the heat of competition, or the don't know exact rule definition and do not want to look foolish.
I attended a U S Sailing round table with 4 of the top teams in team racing. I was surprised to learn that almost to a man they do not protest except in rare occasions when they feel 100% sure of gaining. When I asked why this was they said over the years they know that you have almost no better than 50% winning when entering a protest hearing. I was shocked but accepted they felt strongly that way.
In which case, in a protest hearing which concludes that a boat [broke a Part 2 rule and] caused injury or serious damage or, despite taking a penalty, gained a significant advantage in the race or series by her breach ' should the protest committee's decision be:
John and Llyod ... .. I think I have a way to fix the RRS's so that we can agree on this point .. we just need a itsy-weenie little change to RRS Basic Principles .. which I've added in red below.
SPORTSMANSHIP AND THE RULES
Competitors in the sport of sailing are governed by a body of rules that they are expected to follow and enforce, but are only expected to enforce when they determine it is their individual interest to do so, regardless of the advantage their competitor may have gained against other competitors in the race by breaking a rule. Furthermore, competitors are not obligated to enforce the rules in an equal, fair and consistent manner if they feel they may gain an advantage in doing so . A fundamental principle of sportsmanship is that when competitors break a rule they will promptly take a penalty, which may be to retire.
There .. all better now ..
Ang
Neither racing sailboats nor officating at sailboat races should be seen as a beauty contest for parading moral virtues.
The RRS are in no need of 'fixing'.
Back when the US held Olympic trials, two jury members didn't see the Part 2 incident, but heard the hails and witnessed a boat do one circle and then continue racing. After the race, the jury had a discussion about whether or not to protest for a breach of rule 2. Some jurors knew the competitor and said they were sure the sailor would not cheat. The jury decided not to protest. After the event, a juror asked the sailor about that incident, and the sailor admitted that he had purposefully not done a second turn, because he was out of sight of the sailor that was going to protest him. If the jury had protested, I suspect that the protestee would have confessed during the hearing, resulting in a DSQ or DND.
If a jury or sailor protests for rule 2, the jury will have to find the facts, which may result in a penalty.
Me too .. and that was exactly the point of my exercise. From my POV, that's precisely what is happening ... and the words I added in red are exactly the foreign ideas and ideals that are being added (without speaking them aloud) to the Basic Principle to support the first 2 "good reasons" ... as both of them are focused only the individual and not the responsibility we have to the other competitors on the water.
The Basic Principle's simple and clear language is in fact a statement of that ideal in our sport .. our responsibility to others .. and I think we should aspire to it and support it in our conversations whenever we can.
Ang
This expresses an expectation, in the passive voice.
Obligations in the rules are expressed using the word 'shall'.
Basic Principles - Sportsmanship and the Rules does NOT turn the discretionary entitlement in rule 60.1, "A boat may ... protest another boat" into an obligation, "A boat shall ... protest ...".
First, let me say that I have a lot of respect for your knowledge and the input you share on the board. Hopefully nothing I've posted might lead you to think otherwise. If I see that you've put your 2 cents in on a topic, I make sure I read it and carefully.
... on "expected", "may" and "shall"
I completely agree with your last post.
Upon reflection, I think my reaction to your post was mostly in response to your use of the word "good" in "good reasons" .. especially in reference to your reasons (a) and (b).
I agree that those are reasons, that they are technically "unprotestable" reasons if they are part of a competitor's 'internal dialog' of when and why to protest, and that absent other extenuating circumstances, a 3rd party (boat, RC, PC) couldn't under the RRS protest a boat for not protesting (which is your point). I haven't and don't argue against that point.
My argument is that those reasons aren't "good". There is often a large space between what is legal (or within the letter of the law) and what is good.
The logical extension of your reasons (a) and (b) is the uneven application of the RRS as a boat lets one boat go without protest but protests another for the exact same foul. How does that support a fair race for all competitors?
In my mind .. that is the purpose of the Basic Principle regarding Sportsmanship and why it sets-out what is "expected" of us.
Let's say that the top 2 boats in a fleet never protest each other, but consistently protest other boats in the fleet with regularity. Nothing is ever spoken between them .. just over many years, each has never protested the other .. .Boat A let's Boat B "off" .. so Boat B returns the favor and this goes on and on and on.
I would agree with you, that technically that doesn't break a rule, but to my mind that breaks the Basic Principle. That said, I would agree that if somehow Boat A admitted that they simply choose not to protest Boat B and likewise separately Boat B admits the same about protesting Boat A, that absent evidence that they overtly formed a compact for this purpose ... anyone would be hard pressed to protest them under RRS 2 .. but it still tends to make sailing in their fleet unfair .. and thus is not good for the sport.
Ang
Thank you for your kind words.
I’m very pleased that you got my point about keeping personal moral values and beliefs out of application of the rules.
Perhaps a better phrase than 'good reasons' would have been 'sound reasons'.
IMHO, what makes those reasons sound is the principle demonstrated in Case 78 that a boat is allowed to take action that benefits her series result, and does not break rule 2 by doing so, as long a no other rule is broken.
Competitors are expected, or at least allowed to act in self-regarding and self-interested, and not altruistic ways.
Competitors and judges and other race officials (when acting as race officials) are required to apply the rules as they are written: they are not required to 'act for the good of the sport' where this goes beyond the application of the rules.
John .. that's too funny, I was going to bring up Case 78 in my last reply to argue my side! LOL
Maybe that's an appropriate place to leave it linger .. and for anyone still interested in or following this thread to consider ...
Is purposely and with forethought, allowing a competitor to break a rule (unpenalized) because it will benefit your score or standing ... is that the same as sailing your boat tactically, in a way and within the rules, to benefit your score or standing (.. as outlined in Case 78 ..), and thus allowing a competitor to break a rule is covered by Case 78?
John argues yes ..
Angelo argues no ..
Great dialog John ..thanks
Ang
"Let's say Boat X witnesses Boat Y do a one turn penalty in the middle of a leg (minutes from a mark at either end of the leg), but Boat X didn't see the actual infraction. Can Boat X still protest Boat Y for clearly not fulfilling their obligations under rule 44?"
I've had some additional thoughts on the original question. Boat X can protest Boat Y for breaking rule 44, a rule in Part 4. Assuming she followed the other protest requirements, it's a valid protest. Per rule 63.6, "The committee shall find the facts and base its decision on them." Rule 64.1 says, "When the protest committee decides that a boat that is a party to a protest hearing broke a rule and is not exonerated, it shall disqualify her unless some other rule applies. A penalty shall be imposed whether or not the applicable rule was mentioned in the protest." Although the PC cannot penalize the protested boat for breaking rule 44, the PC may find facts that show that the boat broke another rule. Rule 63.6 requires the PC to base its decision on those facts.
I think, likewise we have agreed that rule 44 is a rule that a boat cannot break.
Going on the OP scenario that the only thing X saw was Y sailing in a circle, then that is the only incident that she protested.
There may have been another incident involving a breach of a Part 2 rule some time before X say Y sailing in a circle, but that incident is not the same as the incident of sailing in a circle witnessed by X (US Sailing Appeal 65).
A hearing of a protest alleging that Y broke a rule by sailing in a circle, is not allowed to investigate whether Y broke a rule in some other incident (CASE 80 A hearing of a protest or a request for redress must be limited to the alleged incident, action or omission).
We discussed a couple of ways in which evidence of a previous incident might come out in a hearing of X's protest above, but if such evidence did come out, it would be an improper action of the protest committee to seek any further evidence about that previous incident or to express any conclusion about that previous incident.
A protesting boat is stuck with the incident she protested about. Case 80 makes that quite clear.
There is no possible element in a boat sailing around in a circle that can indicate a breach of rule 2.
Taking evidence of some previous breach of the rules, and reaching a conclusion about that are the very things that Case 80 prohibits a protest committee from doing.
If the protest committee is all that fired up about the scenario they can use rule 69 to get around the rules for protests.
1. I usually sail in a fleet where we change rule 44 to a one turn penalty, and I forgot that I had to do two turns.
2. I changed my mind about having to take a penalty.
3. I had already been passed by 10 boats and thought that was a sufficient penalty.
4. I didn't think anyone would notice that I had just done one turn.
What should the jury do in each of these cases?
I do not believe a party can break Rule 44, hence it can not be penalized for it.
Rule 44 presents an optional way to accept a penalty, and is not obligatory.
If you can't penalize for the underlying violation, then the protest committee can take no action, unless it finds some grounds other than Rule 44.
I responded to that question as follows
In the circumstanced described the protest committee might protest Boat Y, but this is technically a fresh protest, requiring Boat Y to be informed of the protest committee's intention and given further notice of the time and place of hearing.
I think that a boat's evidence that she "thought they'd fouled Z" would be sufficient 'information' to justify the protest committee protesting Y.
I later commented that