Forum: Protest Committee & Hearing Procedures

Protest Hearing Checklist

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John Allan
Nationality: Australia
The latest WS Protest Hearing Checklist has hit the streets.

https://www.sailing.org/document/international-judges-hearing-checklist/

I think it's a bit 'busy', and for the hearing itself I prefer my trusty old Jim Capron version, but I think the first section Preparation is absolutely excellent.
Created: 25-Jul-22 23:02

Comments

Format:
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Greg Meagher
Nationality: United States
Thank you, John---very helpful.
Created: 25-Jul-22 23:31
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Benjamin Harding
Nationality: Hong Kong
Haha!

"A bit busy... '? More than 'a bit' IMHO!

It is overloaded with 'coaching points'.. Probably no need everything after the hyphens.

 It reads like a training document, rather than a procedure checklist. Protests for Dummies, perhaps. Did US Sailing have anything to do with this, by any chance? 

I'm with you John. It's very complete (and makes a good reference for new chairs) but for practical use  by well trained judges, it's quite cumbersome. 

Take this extract for example... 

Decision
• Give appropriate weight to evidence and determine each fact on balance of probabilities [63.5(a)]
• Record enough facts to permit an outsider to understand the case and for a competent person to come to the 
same conclusion as you.
• Resolving different views: Majority vote [63.5(b)] Minority accept, vote, dissent
• Conflict between rules [63.5(c)]; Class rules – if doubt [63.5(d)]
• Prepare draft decision, recall parties and read decision. Maybe edited and then available [63.6]

Could it be reduced to this? 

Decision
• Record facts
• Prepare draft decision
• Recall parties and read decision.

Created: Wed 02:32
Tim O'Connor
Benjamin - I don’t think it can. Stressing the burden of proof and the duty to give reasons are good things, IMO, and good habits. They fireproof a decision. 
Created: Wed 05:55
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Michael Butterfield
Interting, is after decision.
Check and edit. 
It gives three options, with no explanation. 
I have seen this before though in rotating scribe documention. 
This is a vial area for us to be on the same page! 
Created: Wed 12:04
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John Allan
Nationality: Australia
I've got a bit of a problem with a document telling us to change facts and conclusions after we have read a decision to the parties.

Judges Manual F5.6 appears to be the proper guidance.

Nothing in the JM mentions editing or changing the decision that has been read to the parties.
Created: Wed 13:11
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Greg Meagher
Nationality: United States
Reply to: 18075 - John Allan
Thank you, John.

Concerning changes to facts and conclusions in a hearing decision, I would welcome comments from experienced judges in the forum on what constitutes best practice in this area.

Naturally, scribes work very hard "to get it right" the first time and avoid changes to a decision after it has been announced to competitors. As a practical matter, however, post-hearing changes that help clarify the reasons supporting a decision, but not the decision itself, seems to be a widely accepted practice. Understanding where the limits are is part of the judge's trade-craft.

For example, at events where multiple protest committees hold hearings simultaneously, it is not uncommon for the chief judge to assign one senior member of the team to review decisions for completeness, accuracy, and internal consistency. If advisable, edits to a decision are made in consultation with the review judge, scribe, and hearing chair. This process almost always take place after parties have been informed of the decision, but before publication.

On balance, this strikes me as a prudent review process with good controls. Serious deficiencies in a decision may justify reopening the hearing, which can be done on the protest committee's own initiative and before decisions are posted for public inspection. Published decisions are usually clearer and easier for readers to understand, particularly for those whose first language is not English.

Thoughts welcome.


Created: Wed 20:36
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John Allan
Nationality: Australia
Tim:  Stressing the burden of proof and the duty to give reasons are good things, IMO, and good habits.

I think that's pretty much core business for judges.  If those things need 'stressing' we're in a bit of trouble.
Created: Wed 14:13
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Benjamin Harding
Nationality: Hong Kong
Tim,

I don't think anyone would disagree that correct application of burden of proof and other elements are crucially important to any hearing procedure.

We who teach should certainly cover and model these elements so that new judges may absorb them as 'par for the course' .

My comment is about the checklist as a 'tool' to be used in a hearing. I would prefer it to be a more concise list of procedural requirements. One which can be glanced at to ensure everything is covered, but not such that I need any more than a glance.

A pilot takeoff checklist covers the steps to get the aircraft off the ground safely.  It doesn't tell the pilot how to fly.
 
A judge's checklist should cover the items to conduct a sound fireproof hearing. It shouldn't tell the judge basic principals of judging.

For a new judge this checklist will serve very useful.  At some point on the continuium of increasing experience, I feel the list will increasingly be found as a hinderence. At least, of less usefulness.

By the 6th hearing of the night, even the CAS checklist becomes monotonous.  And that's pretty concise. 

Anyway, each to their own. Perhaps one day we will have Checklist #2 - The Concise edition. People could choose according to their preference. 
Created: Wed 20:20
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John Allan
Nationality: Australia
What's the CAS checklist?
Created: Thu 00:40
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Benjamin Harding
Nationality: Hong Kong
Just the normal 'official' one we know which RRS.org even uses.

CAS Checklist

Perhaps someone can correct me. Paul / Rob Overton? 

I think it was originally developed around 2015 following an IOC requirement for all Olympic sports  to align their dispute resolution processes with Court of Arbitration for Sports guidelines. Something like that. 

So in International Jury events (issues most likely to go to end up at CAS if any) it was what had to be used. 

Anyway, I've always called it the CAS Checklist. 


Created: Thu 02:51
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John Allan
Nationality: Australia
Maybe we could put it this way

A checklist is to remind you to do things that you know how to do, not tell you how to do them.

I'm happy with the RRS references in the WS Checklist.

Not so happy about the items that are neither in the RRS nor the Judges Manual.
Created: Wed 23:41
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Michael Butterfield
I think this may be what the numbers mean.

·       The decision and clean up:
o   While editing is often needed before publication, it is clear that care must be taken after the decision is read to the parties. There are three possible outcomes from ‘Editing’.
o   Category 1: No reopening – no change of decision.
n  Grammar, spelling and typos.
n  Changes to preferred wording.
n  Changes to preferred format.
·         Boat identification.
·         Addition of numbers for facts.
n  Facts. Changes to facts, including:
·         Deletion of unnecessary facts.
·         Addition of facts that were found in the hearing, but not recorded – greatest care needed here.
n  Conclusion and rules.
·         Addition of RRS 14 if contact – care is needed.
o   Category 2: Reopening, but does not need the parties, or addition to hearing schedule.
n  No new evidence needed.



EFFICIENT JURY HEARINGS


Incorrect rules quoted – not just rule numbers.
n  Goes back to panel for confirmation.
n  The parties must be informed.
n  The time clock for re-opening restarts.

o Category 3: Reopening – parties needed – to be on hearing
schedule.
n  Missing evidence.
n  Conclusions require evidence not presented.
Created: Thu 15:40
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John Allan
Nationality: Australia
Ben said ' Just the normal 'official' one we know which RRS.org even uses. CAS Checklist 

I think the checklist I linked from the WS website is the new 'official' checklist.
Created: Thu 22:17
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John Allan
Nationality: Australia
Mike, Your comments about the numbers appears to be a copy of an existing document, It looks helpful, can you post a link to it?
Created: Thu 22:19
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John Allan
Nationality: Australia
Ben and others 'CAS Checklist'

Ben said

Just the normal 'official' one we know which RRS.org even uses.

CAS Checklist

Perhaps someone can correct me. Paul / Rob Overton? 

I think it was originally developed around 2015 following an IOC requirement for all Olympic sports  to align their dispute resolution processes with Court of Arbitration for Sports guidelines. Something like that. 

So in International Jury events (issues most likely to go to end up at CAS if any) it was what had to be used. 

I'm aware that in CAS terms sailing protest hearings hover around the boundary of 'field of play' decisions and off field tribunals:  they are clearly not protected as 'field of play' decisions, but they are characterised by attenuated procedural fairness processes.

Can anyone provide some documents that explain how and why CAS gets to prescribe a checklist for sailing protests?
Created: Sun 00:32
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